Sharepoint
George Mulford
Stoughton,MA
Summary
Experienced collaborator skilled in developing functional requirements for new and existing processes, controls, and procedures. Highly effective in managing change control functions. Strong ability to interpret and audit operational policies to ensure compliance with industry regulations and mitigate risks. Advocate for time management, productivity maximization, and successful task completion within limited timeframes.
Overview
21
21
years of professional experience
Work History
Senior Analyst
DCU
08.2024 - 10.2024
- Worked with business lines in identifying, resolving and reporting on issues Management findings
- Created online JIRA check list for stakeholders to identify populated required information
- Using JIRA sent out weekly reporting statuses on all Issues Management findings
Senior Risk Analyst
MUFG BANK UNION BANK/Contract
10.2022 - 10.2023
- Attended End two End (E2E) weekly meetings and provided mitigation and input around MRA’s/PSRA’s, Compliance and Internal Controls
- Facilitated management discussions regarding the status reporting, trigger monitoring, heat maps and dash board reporting
- Created Desktop procedures for the testing of controls around BURM Design Control Risk Ratings process
Risk Compliance Analyst
WELLS FARGO/Contract
01.2022 - 06.2022
- Assessed controls to ensure they were aligned to department standards
- Applying sound judgment, challenged the adequacy of controls and mitigated issues around the controls
- Worked with risk and business partners to ensure all controls were aligned and appraised and completed in a timely fashion
New Product Risk Analyst
JOHNSON & JOHNSON/Contract
03.2020 - 01.2022
- Worked with new product development and Legacy teams to ensure new products are reviewed and assessed according to departmental standards
- Supported the senior global manager on project tasks, risk mitigation reporting, creation of training materials
- On a monthly/quarterly basis reported to Senior Management on the current risk level regarding the new products status
Senior Operational Risk Analyst
SANTANDER BANK
06.2018 - 11.2018
- Worked with the team to identify material risk trends and reporting to senior management
- Performed evaluations across lines of business and champion the use of the risk management tools to improve reporting on key attributes
Senior Auditor
UNITED NATURAL FOODS INC
09.2017 - 12.2017
- Assisted Audit Director in the development and rollout of the2018 Operational Audit plan
- Responsible for final work to ensure observations and findings were adequately supported and audit tests were performed correctly and documented
- Conducted a business analysis on the business lines
- Worked with senior business owners in the development of audit action plans
Senior Financial Analyst
JOHNSON & JOHNSON/Contract
09.2015 - 08.2017
- Participated in supply chain strategic planning phase through completion of Medical Devices audits, running queries on the ERP system
- Conducted weekly third-party vendor meetings to ensure all data and reporting were compliant with fiscal policies
Senior Compliance Analyst
VARIOUS CLIENTS/Contract
10.2013 - 06.2015
- Worked with management in the development of risk identification and assessment of processes
- Assisted with the administration of the Operations and Governance structure which included preparing and reporting on all assessments
Assistant Vice President/Regulatory Reporting
STATE STREET CORPORATION
09.2008 - 08.2013
- Reported on issues related to the Enterprise Risk Management Office, including weekly heat maps and status reports
- Enforced the Governance Risk and Compliance processes (GRC) while mitigating concerns among stakeholders
- Chaired the Change Control weekly approval meetings
- Tracked the resolution of Audit, Compliance and Reserve Bank of Boston (FRBB) Exams
- This included MRAs reporting on current status to Management
Manager Unclaimed Property Reporting
AFFILIATED COMPUTER SERVICES INC
04.2004 - 08.2008
- Developed and maintained division’s audit compliance policies and procedures, while working in conjunction with the Chief Executive Officer and Chief Operations Officer
- Prepared and facilitated the Unclaimed Property audit training program
- Transformed the AS400 Unclaimed Property database which resulted in instant updates, proactive GUI screens and allowed for proactive user queries
- Personally reviewed and approved over1,800 UP reports yearly
- Supervised a team of twelve internal auditors, which I hired, trained and mentored
Education
Associate Degree - Science
Massasoit Community College
Canton, MASkills
- Inherent and Residual Risk Reporting
- Issues Status Reporting
- SharePoint
- Excel
- PowerPoint
- Operational Risk
- MS Teams
- Federal Reserve MRAs
- Jira
- Archer
- Open Pages
Accomplishments
- Used Microsoft Excel to develop inventory tracking spreadsheets.
- Created Desktop procedures for the testing of controls around BURM Design Control Risk Ratings process
- Assisted in developing access database to track all Federal Reserve Bank of Boston Audit Findings, Compliance Findings, Gaps and MRAs
- Voting Member of the Change Management Committee
Employment Gap
From 12/2017 to 6/2018 and from 12/2018 to 7/2019; I took time off from work to help my parents who were facing health issues. In July 2019, I began searching for employment again.
Please review my credentials and consider me as a candidate for employment.
Software
Powerpoint
Open Pages
Archer
MS Team Channels
Jira
MS Excel
Interests
- My wife and I enjoy going for walks with our dogs
- Gardening
- Going to the beach
- Spending time with our new granddaughter
- Entertaining with our family and friends
Timeline
Senior Analyst
DCU
08.2024 - 10.2024
Senior Risk Analyst
MUFG BANK UNION BANK/Contract
10.2022 - 10.2023
Risk Compliance Analyst
WELLS FARGO/Contract
01.2022 - 06.2022
New Product Risk Analyst
JOHNSON & JOHNSON/Contract
03.2020 - 01.2022
Senior Operational Risk Analyst
SANTANDER BANK
06.2018 - 11.2018
Senior Auditor
UNITED NATURAL FOODS INC
09.2017 - 12.2017
Senior Financial Analyst
JOHNSON & JOHNSON/Contract
09.2015 - 08.2017
Senior Compliance Analyst
VARIOUS CLIENTS/Contract
10.2013 - 06.2015
Assistant Vice President/Regulatory Reporting
STATE STREET CORPORATION
09.2008 - 08.2013
Manager Unclaimed Property Reporting
AFFILIATED COMPUTER SERVICES INC
04.2004 - 08.2008
Associate Degree - Science
Massasoit Community College
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